Guidance
Customer funds: segregation, disclosure to customers and reporting requirements
Customer funds: segregation, disclosure to customers and reporting requirements
Contents
- Introduction
- Assessing whether you hold customer funds
- Advice on implementing licence condition 4.2.1 (disclosure to customers)
- The customer funds insolvency ratings system
- Example statements that might be used in terms and conditions for each of the ratings categories
- Advice on implementing licence condition 4.1.1 (segregation of customer funds)
- Other points - Fees and charges
- Reporting events to the Commission
- Summary of all customer funds requirements
Last updated: 25 July 2022
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