Guidance
Customer funds: segregation, disclosure to customers and reporting requirements
Customer funds: segregation, disclosure to customers and reporting requirements
Reporting events to the Commission
Any changes to an operator’s arrangements for the protection of customer funds must be reported to the Commission through eServices, under licence condition 15.2.2:
Licence condition 15.2.2
Other reportable events
“Licensees must…notify the Commission in such form or manner as the Commission may from time to time specify, as soon as reasonably practicable of any material change in the licensee’s arrangements for the protection of customer funds in accordance with licence condition 4 (protection of customer funds) (where applicable).”
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Summary of all customer funds requirements
Last updated: 25 July 2022
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