Consultation response
Licensing, Compliance and Enforcement Policy: Consultation Response
This response sets out our position in relation to the consultation around proposed changes to our Licensing, Compliance and Enforcement Policy.
Contents
- Executive summary
- Introduction
- Summary of responses - Licensing changes
- Proposal 1: Policy position in relation to dual regulation products
- Proposal 2: Changes to complete applications
- Proposal 3: Clarification of relevant persons
- Proposal 4: Timescale for using licence
- Proposal 5: Clarification of suitability criteria
- Proposal 6: Clarification of financing arrangements
- Proposal 7: Addition of new examples to update the Commission about
- Proposal 8: Minor updates to reflect minor changes to processes in the policy
- Summary of responses - Compliance changes
- Summary of responses - Enforcement changes
Summary of responses - Compliance changes
Contents
- Proposal 9: Remote assessments Proposal 9 of the Licensing, Compliance and Enforcement Policy consultation response, including the consultation question, respondents' views, and our position.
- Proposal 10: Assessment framework Proposal 10 of the Licensing, Compliance and Enforcement Policy consultation response, including the consultation question, respondents' views, and our position.
- Proposal 11: Special Measures Proposal 11 of the Licensing, Compliance and Enforcement Policy consultation response, including the consultation question, respondents' views, and our position.
Summary of responses - Licensing, Compliance and Enforcement Policy (Licensing changes) Next section
Summary of responses - Licensing, Compliance and Enforcement Policy (Enforcement changes)
Last updated: 22 June 2022
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