Policy

Fourth National Lottery Licence: Regulatory Handbook

The Commission’s regulatory handbook sets out our regulatory approach to the National Lottery.

---

Published
1 February 2024

Last updated
1 February 2024 - Changes

Document actions
Print or save (opens in new tab)

Volume four: Enforcement Policy  

Contents

1. 25. Enforcement Policy context Context of our enforcement policy for the Fourth National Lottery Licence.
2. 26. Our general enforcement principles The general principles we apply in our enforcement decisions .
3. 27. What will trigger an investigation Sets out the circumstances under which we'd investigate.
4. 28. Approach to formal investigations How we will approach a formal investigation.
5. 29. Process to our final decision In this section we set out the process to our final decision.
6. 30. Possible regulatory actions A summary of the possible outcomes of any formal investigation.
7. 31. Regulatory settlements Our approach to regulatory settlements.
8. 32. Publication of our decision Our approach to publishing our enforcement work.
9. 33. Enabling Agreement and Fourth Licence: Concurrent Enforcement Fourth National Lottery Licence enabling agreement.

Previous section
Fourth National Lottery Licence: Regulatory Handbook - Volume three: Assurance and Regulatory Reporting Requirements

---

Last updated: 1 February 2024

Show updates to this content

No changes to show.