7.1 This chapter provides guidance on appropriate record keeping procedures required by the Regulations. The purpose of the record keeping requirement is to ensure that there is an audit trail that could assist in any financial investigation by a law enforcement body. These records are also important when the Commission is conducting an investigation for compliance purposes.
7.2 The casino operator’s record keeping policy and procedure should cover records in the following areas:
7.3 The policy and procedure for record-keeping should also make provision for the retention of records held by an employee who leaves the business.
7.4 The record keeping requirements for supporting records, that is, the records of ongoing transactions with a customer, are based on the nature of the relationship with that customer. There is either:
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