Licensing, compliance & enforcement

Regulatory action

What regulatory powers does the Gambling Commission have?

The Gambling Commission has a range of powers which we may exercise following a review including:

  • issuing a warning to a licence holder
  • attaching an additional condition to a licence
  • removing or amending a condition to a licence
  • suspending a licence at the outset, or following a review
  • revoking a licence.

In circumstances where a licence holder has failed to comply with the other requirements specified in the Gambling Act 2005, for example, failure to pay the annual fee, we may impose a financial penalty.

Statement of principles for determining financial penalties - September 2009

Guidance on regulatory decision making after a licence review - November 2009

What regulatory action has the Gambling Commission taken?

We publish a list of operator and personal licence holders who have had a regulatory sanction imposed on them:

The Gambling Act 2005 established the Gambling Appeals Tribunal (GAT) which was transferred to the First–Tier Tribunal (Gambling) in January 2010 following reforms of the Tribunal system by the Tribunals Courts and Enforcement Act 2007.

The First-Tier Tribunal (Gambling) is an independent body set up to hear appeals against the decisions of the Gambling Commission.